Company Profile

Waterfield prides itself on a culture built on over 80 years of customer-first service and ideology. Whether you are a corporate client, private banking client, investor, employee, or simply a friend, we put you first in every instance.

Today’s Waterfield is much different than the Waterfield of 1928. Our investment banking, asset management, principle Investments and financial technology companies handle multi-billion dollar transactions for oftentimes millions of customers, but our culture is the same. For more information on our culture, please click here.

Key Executives

Richard R. Waterfield

J. Randall Waterfield

Joel T.D. Montminy

John G. Marino

Rick Brown

Pete Waldroop

Strategic Advisors

Dale Jones

Dale Jones

Vice Chairman & Partner of the CEO & Board Practice in the Americas.

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Rajeev V Date

Rajeev V. Date

Former Special Advisor to the Secretary of the Treasury

Former Deputy Director of the United States Consumer Financial Protection Bureau

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John E. Messervey

Founder and President of The National Family Business Council (NFBC)

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Dominic Pange

Dominic Pang Yat Ting,

Chairman, Chun Wo Development Holdings Limited (0711.HK) – HKSE

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Our Services

Waterfield Group is a global investment banking, securities, and investment management company. It operates in three segments: Investment Banking, Trading & Principal Investments, and Asset Management Services.

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